Dan Keppler will participate in this panel discussion focusing on pitfalls, traps and liability issues involved in navigating state securities laws and regulatory agencies of the Pacific Northwest.
This is part of a one-day CLE program hosted by the Washington State Bar Association (WSBA) that includes essential updates from the region’s state regulatory agencies, along with the latest from the SEC’s San Francisco Regional Office and the Division of Corporation Finance.
For more information and to register, visit the WSBA website.
- "Oregon's Blue Sky Securities Law—Better Safe than Sorry," Oregon State Bar 2017 RELU Summer Conference
- "Securities Liability for Transactional Lawyers Under Oregon’s Expansive Blue Sky Law," Oregon State Bar Securities Regulation Section Event
- "So You Think You Don’t Practice 'Securities Law'?" Oregon State Bar CLE